Desk 01
Exam Prep
Free preparation for the SIE, Series 7 and Series 63. Seventy pages of it, taught in order.
Photograph Iniyan C Balakrishnan · CC BY-SA 4.0
Foundation
SIE Exam Prep
Securities Industry Essentials · 7 of 16 chapters written
75 questions · 105 min · 70% to pass
Advanced
Series 7 Exam Prep
General Securities Representative · complete, 19 chapters
125 questions · 225 min · 72% to pass
State law
Series 63 Exam Prep
Uniform Securities Agent State Law · complete, 8 chapters
60 questions · 75 min · 72% to pass
Exam pathway: The SIE is a corequisite for the Series 7 and Series 63. To
become a registered representative, you need the SIE + Series 7. Most states also require the
Series 63 for state registration. You can take them in any order, but most people start with
the SIE since it covers foundational concepts.
Prefer audio? Narrated versions of these study materials are available at
as7mr.com.