Franklin Hugh Money

An Investment in Knowledge

Training Programs

Study materials for FINRA securities licensing exams, built from personal experience and designed to make complex concepts stick.

Foundation

SIE Exam Prep

Securities Industry Essentials

75
Questions
105
Minutes
70%
To Pass

The prerequisite exam covering fundamental securities industry knowledge. Markets, products, regulations, and the ethical obligations that come with the territory.

Start studying → Advanced

Series 7 Exam Prep

General Securities Representative

125
Questions
225
Minutes
72%
To Pass

The comprehensive exam that qualifies you to sell virtually any security. Options, municipal bonds, margin accounts, and calculations that need to be automatic.

View materials → State Law

Series 63 Exam Prep

Uniform Securities Agent State Law

60
Questions
75
Minutes
72%
To Pass

The state-level exam covering the Uniform Securities Act. Registration requirements, ethical practices, and state regulations that apply on top of federal securities law.

Start studying →
Exam pathway: The SIE is a corequisite for the Series 7 and Series 63. To become a registered representative, you need the SIE + Series 7. Most states also require the Series 63 for state registration. You can take them in any order, but most people start with the SIE since it covers foundational concepts.
Prefer audio? Narrated versions of these study materials are available at as7mr.com.