Series 63 Audio Library

Prefer listening over reading? These podcast episodes cover the same material as the written chapters, perfect for commutes, workouts, or any time you want to study without staring at a screen.

Each episode is designed to be standalone. No need to listen in order. Pick the topic you are studying and hit play.

Chapter Deep Dives

Topic-by-topic podcast episodes covering each chapter's core material.

S63 · Ch 1 · 2 · 7

Who Registers Where

22 min Registration Framework

The three chapters that answer one question: who has to register, and where? Broker-dealers, agents, and IARs under the Uniform Securities Act and the NSMIA state/federal compromise.

USA §401(c) 15-offer safe harbor Form U4 / U5 / U6 FINRA 3210 NSMIA §203A(b)
S63 · Ch 3 · 8

Ethics & Remedies

28 min 36% of the exam

Ethics is 25% of the exam. Remedies is 11%. Together they are 36% of the Series 63 in one episode — NASAA dishonest practices, Reg BI, the Vulnerable Adults timing ladder, antifraud, and Administrator remedies.

NASAA Dishonest Practices Vulnerable Adults 2/7/15/25 Reg BI §101 antifraud §409 / §410

If Audio Is Your Format

These episodes have a bigger sibling. AS7MR, the exam-prep shop FHM shares a roof with, covers the SIE, Series 7, 63, and 66 as calm audio, flashcards, and mock exams, including versions built to be played while you fall asleep. The rest of the catalog lives at as7mr.com.